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Contact Us
  • About Blue Rose
    • Team
    • Contact Us
  • Sectors We Serve
    • Higher Education
    • Non-Profit
    • Healthcare
    • Government
    • Corporate
  • Our Services
    • Debt Advisory
    • Derivatives Advisory
    • Reinvestment Advisory
    • Additional Advisory Services
  • News
  • About Blue Rose
    • Team
    • Contact Us
  • Sectors We Serve
    • Higher Education
    • Non-Profit
    • Healthcare
    • Government
    • Corporate
  • Our Services
    • Debt Advisory
    • Derivatives Advisory
    • Reinvestment Advisory
    • Additional Advisory Services
  • News

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Articles

Changes to Rule 15c2-12 and Their Effect on Issuers’ Continuing Disclosure Requirements

Changes to Rule 15c2-12 and Their Effect on Issuers’ Continuing Disclosure Requirements

Max Wilkinson March 31, 2019

Last year, the SEC announced its plans to amend Rule 15c2-12. This proposed amendment recently took effect at the end of February 2019. Rule 15c2-12 requires underwriters of municipal securities to determine that issuers and obligated persons have entered into an agreement to provide continuing disclosure information to the MSRB

Changes to Rule 15c2-12 and Their Effect on Issuers’ Continuing Disclosure Requirements

Changes to Rule 15c2-12 and Their Effect on Issuers’ Continuing Disclosure Requirements

Max Wilkinson March 31, 2019
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Blue Rose Capital Advisors is an independent financial advisory firm that does not engage in underwriting activities. We are registered with the Securities and Exchange Commission (SEC) and Municipal Securities Rulemaking Board (MSRB) as a Municipal Advisor. Because we have not engaged in underwriting activities in our history, we generally qualify as an Independent Registered Municipal Advisor (IRMA).

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